(A) Each licensee shall submit into the NMLSR call reports or any other reports of condition, which states will be this kind of type and shall contain such information as the NMLSR may require.
(1) As needed by the superintendent of banking institutions, each licensee shall file because of the unit of finance institutions a yearly report under oath or affirmation, on types given by the unit, in regards to the business and procedure regarding the licensee for the preceding twelve months.
(2) The superintendent shall yearly publish an analysis associated with information needed under division (B)(1) for this area, however the specific reports shall never be public information and shall never be ready to accept inspection that is public.
(1) The information that is following private:
(a) Examination information, and any information ultimately causing or due to an assessment;
(2) The information described in division (A)(1) of the area shall stay private for several purposes except when it’s needed for the superintendent of finance institutions to simply just take action that is official the affairs of the licensee, or in reference to unlawful or civil procedures become initiated with a prosecuting lawyer or even the attorney general. These details may additionally be introduced into proof or disclosed whenever as well as in the way authorized by part 1181.25 associated with the Revised Code.
(B) All application information, except social protection figures, boss recognition figures, monetary account figures, the identification for the institution where monetary reports are maintained, personal monetary information, fingerprint cards together with information contained on such cards, and police arrest records information, is really general public record as defined in area 149.43 for the Revised Code.Read More